TEXTO PAGINA: 26
NORMAS LEGALES (O3HUXDQR Lima, viernes 12 de octubre de 2007 355244 MINISTERIO PUBLICO 'HVLJQDQ-HIHGHOD2ILFLQD'HVFRQFHQ WUDGD GH &RQWURO ,QWHUQR GHO 'LVWULWR-XGLFLDOGH0RTXHJXD 5(62/8&,Ï1'(-817$'(),6&$/(66835(026 103)1-)6 /LPDGHRFWXEUHGHO 9,672<&216,'(5$1'2 /D SURSXHVWD GHO GRFWRU 3HUF\ 3HxDUDQGD 3RUWXJDO )LVFDO6XSUHPR7LWXODUGHOD)LVFDOtD6XSUHPDGH&RQWURO,QWHUQRDHIHFWRVGHTXHVHGHVLJQHDOUHHPSOD]RGHO-HIHGHOD2¿FLQD'HVFRQFHQWUDGDGH&RQWURO,QWHUQRGHO'LVWULWR-XGLFLDOGH0RTXHJXDSRUORVDUJXPHQWRVFRQWHQLGRVHQHO2¿ FLR1032'&,'-0 4XH PHGLDQWH $FXHUGR 1 DGRSWDGR SRU ORV PLHPEURV GH OD -XQWD GH )LVFDOHV 6XSUHPRV HQ VHVLyQRUGLQDULDGHIHFKDVHGLVSXVRGHVLJQDUFRPR-HIHGHOD2¿FLQD'HVFRQFHQWUDGDGH&RQWURO,QWHUQRGHO'LVWULWR-XGLFLDOGH0RTXHJXDDOGRFWRU-RVp$OEHUWR+LGDOJR(VTXLYHO)LVFDO6XSHULRU7LWXODUGHOFLWDGR'LVWULWR-XGLFLDO (QXVRGHODVDWULEXFLRQHVFRQIHULGDVSRUHO'HFUHWR /HJLVODWLYR1/H\2UJiQLFDGHO0LQLVWHULR3XEOLFR\HQFXPSOLPLHQWRGHODFXHUGRSUHFLWDGR 6(5(68(/9( $UWtFXOR3ULPHUR 'DUSRUFRQFOXLGDODGHVLJQDFLyQGHOD GRFWRUD.DWLD*XLOOpQ0HQGR]DDOFDUJRGH-HIHGHOD2¿ FLQD 'HVFRQFHQWUDGD GH &RQWURO ,QWHUQR GHO 'LVWULWR -XGLFLDO GH0RTXHJXDPDWHULDGHOD5HVROXFLyQ103)1-)6 $UWtFXOR6HJXQGR 'HVLJQDUFRPR-HIHGHOD2¿FLQD 'HVFRQFHQWUDGDGH&RQWURO,QWHUQRGHO'LVWULWR-XGLFLDOGH0RTXHJXDDOGRFWRU-RVp$OEHUWR+LGDOJR(VTXLYHO)LVFDO6XSHULRU7LWXODUGHOUHIHULGR'LVWULWR-XGLFLDO $UWtFXOR7HUFHUR +DFHUGHFRQRFLPLHQWRODSUHVHQWH 5HVROXFLyQDOD)LVFDOtD6XSUHPDGH&RQWURO,QWHUQRDO)LVFDO6XSHULRU'HFDQRGHO'LVWULWR-XGLFLDOGH0RTXHJXDDOD*HUHQFLD&HQWUDOGH5HFXUVRV+XPDQRVDOD*HUHQFLDGH 5HJLVWURGH)LVFDOHV\DO)LVFDO6XSHULRUGHVLJQDGR 5HJtVWUHVHFRPXQtTXHVH\SXEOtTXHVH )/25$$'(/$,'$%2/Ë9$5$57($*$ )LVFDOGHOD1DFLyQ 3UHVLGHQWDGHOD-XQWDGH)LVFDOHV6XSUHPRV 'HVLJQDQ D )LVFDO 6XSUHPR 7LWXODU GHOD3ULPHUD)LVFDOtD6XSUHPD3HQDOD GHGLFDFLyQ H[FOXVLYD SDUD FRQRFHUSURFHVRVSHQDOHVFRQWUDH[3UHVLGHQWHGHOD5HS~EOLFD 5(62/8&,Ï1'(-817$'(),6&$/(66835(026 103)1-)6 /LPDGHRFWXEUHGH 9,672<&216,'(5$1'2 (OSHGLGRIRUPXODGRSRUHOGRFWRU-RVp$QWRQLR3HOiH] %DUGDOHV )LVFDO 6XSUHPR 7LWXODU GH OD 3ULPHUD )LVFDOtD 6XSUHPD 3HQDO D HIHFWRV VH OH GHVLJQH D GHGLFDFLyQH[FOXVLYDSDUDFRQRFHUORVSURFHVRVSHQDOHVFRQWUDHOH[ 3UHVLGHQWH GH OD 5HS~EOLFD$OEHUWR )XMLPRUL )XMLPRUL HQ DWHQFLyQDODFRPSOHMLGDGHLPSRUWDQFLDGHGLFKRVFDVRV 4XHPHGLDQWH$FXHUGR1 DGRSWDGRSRUOD-XQWDGH )LVFDOHV6XSUHPRVHQVHVLyQRUGLQDULDGHIHFKDVHGLVSXVRGHFRQIRUPLGDGFRQORSUHYLVWRSRUHODUWtFXOR%GHOD/H\2UJiQLFDGHO0LQLVWHULR3~EOLFRGHVLJQDU DOGRFWRU-RVp$QWRQLR3HOiH]%DUGDOHV)LVFDO6XSUHPR 7LWXODUGHOD3ULPHUD)LVFDOtD6XSUHPD3HQDODGHGLFDFLyQ H[FOXVLYDHOFRQRFLPLHQWRGHORVSURFHVRVSHQDOHVFRQWUDHOH[3UHVLGHQWHGHOD5HS~EOLFD$OEHUWR)XMLPRUL)XMLPRUL (QXVRGHODVDWULEXFLRQHVFRQIHULGDVSRUHO'HFUHWR /HJLVODWLYR1/H\2UJiQLFDGHO0LQLVWHULR3~EOLFR\ HQFXPSOLPLHQWRGHODFXHUGRSUHFLWDGR 6(5(68(/9( $UWtFXOR 3ULPHUR 'HVLJQDU DO GRFWRU -RVp $QWRQLR 3HOiH] %DUGDOHV )LVFDO 6XSUHPR 7LWXODU GH OD 3ULPHUD)LVFDOtD 6XSUHPD 3HQDO D GHGLFDFLyQ H[FOXVLYD HOFRQRFLPLHQWRGHORVSURFHVRVSHQDOHVFRQWUDHOH[3UHVLGHQWHGHOD5HS~EOLFD$OEHUWR)XMLPRUL)XMLPRULHQDWHQFLyQDODFRPSOHMLGDGGHGLFKRVFDVRV $UWtFXOR6HJXQGR +DFHUGHFRQRFLPLHQWRODSUHVHQWH 5HVROXFLyQDO3UHVLGHQWHGHOD&RUWH6XSUHPDGH-XVWLFLDGHOD5HS~EOLFDDOD*HUHQFLD&HQWUDOGH5HFXUVRV+XPDQRVDOD*HUHQFLDGH5HJLVWURGH)LVFDOHV\DO)LVFDO6XSUHPRGHVLJQDGR 5HJtVWUHVHFRPXQtTXHVH\SXEOtTXHVH)/25$$'(/$,'$%2/Ë9$5$57($*$ )LVFDOGHOD1DFLyQ3UHVLGHQWDGHOD-XQWDGH)LVFDOHV6XSUHPRV SUPERINTENDENCIA DE BANCA, SEGUROS Y ADMINISTRADORAS PRIVADAS DE FONDOS DE PENSIONES $XWRUL]DQDOD&DMD0XQLFLSDOGH$KRUUR \ &UpGLWR GH &XVFR 6$ OD DSHUWXUDGHDJHQFLDHQHOGLVWULWRGH6DQWLDJRSURYLQFLDGH&XVFR 5(62/8&,Ï16%61 /LPDGHVHWLHPEUHGHO (/683(5,17(1'(17($'-8172 '(%$1&$<0,&52),1$1=$6 9,67$ /DVROLFLWXGSUHVHQWDGDSRUOD&DMD0XQLFLSDOGH$KRUUR \&UpGLWRGH&XVFR6$SDUDTXHVHOHDXWRULFHODDSHUWXUDGHXQD$JHQFLDXELFDGDHQHOGLVWULWRGH6DQWLDJRSURYLQFLD\GHSDUWDPHQWRGH&XVFR \ &216,'(5$1'2 4XHODHPSUHVDVROLFLWDQWHKDFXPSOLGRFRQSUHVHQWDU ODGRFXPHQWDFLyQFRUUHVSRQGLHQWHSDUDODDSHUWXUDGHOD FLWDGDDJHQFLD \ (VWDQGR D OR LQIRUPDGR SRU HO 'HSDUWDPHQWR GH (YDOXDFLyQ0LFUR¿QDQFLHUD³%´PHGLDQWH,QIRUPH1 '(0³%´ 'HFRQIRUPLGDGFRQORGLVSXHVWRSRUHODUWtFXORGH OD/H\1/H\*HQHUDOGHO6LVWHPD)LQDQFLHUR\GHO 6LVWHPD GH 6HJXURV \ 2UJiQLFD GH OD 6XSHULQWHQGHQFLD GH %DQFD \ 6HJXURV OD &LUFXODU 1 &0 \ VXVPRGL¿FDWRULDV\HQXVRGHODVIDFXOWDGHVGHOHJDGDV PHGLDQWH5HVROXFLyQ6%61 GHOGHMXOLRGH \5HVROXFLyQ6%61GHOGHDJRVWRGH 5(68(/9( $UWtFXORÒQLFR $XWRUL]DUDOD&DMD0XQLFLSDOGH$KRUUR \&UpGLWRGH&XVFR6$ODDSHUWXUDGHXQD$JHQFLDXELFDGD HQ OD FDOOH 3DWDFDOOH 1 $ GLVWULWR GH 6DQWLDJRSURYLQFLD\GHSDUWDPHQWRGH&XVFR 5HJtVWUHVHFRPXQtTXHVH\SXEOtTXHVH',(*2&,61(5266$/$6 6XSHULQWHQGHQWH$GMXQWRGH%DQFD\ 0LFUR¿QDQ]DV H