TEXTO PAGINA: 16
NORMAS LEGALES (O3HUXDQR Lima, domingo 14 de octubre de 2007 355382 ³$UWtFXOR,QVWDODFLRQHVDGPLQLVWUDWLYDV (OWUDQVSRUWLVWDHVWiREOLJDGRDFRQWDUFRQLQVWDODFLRQHV SURSLDVRGHWHUFHURVGHELGDPHQWHDFRQGLFLRQDGDVSDUDHOPDQHMRDGPLQLVWUDWLYRGHODHPSUHVDGHELHQGRLQGLFDUHQWRGDVROLFLWXGRWUiPLWHODGLUHFFLyQFRQVLJQDGDFRPRGRPLFLOLROHJDOODPLVPDTXHHVGRQGHVHUHDOL]DUiQODVLQVSHFFLRQHV\YHUL¿FDFLRQHVTXHODDXWRULGDGFRPSHWHQWH FRQVLGHUHQHFHVDULRV7RGRFDPELRGHGRPLFLOLRGHEHUi FRPXQLFDUVHHQHOWpUPLQRGHYHLQWLFXDWUR KRUDVPiV HOWpUPLQRGHODGLVWDQFLDDODDXWRULGDGFRPSHWHQWHD HIHFWRVGHVXLQVFULSFLyQHQHOUHJLVWURFRUUHVSRQGLHQWH $VLPLVPR HO WUDQVSRUWLVWD FRQWDUi FRQ XQD FODYH HOHFWUyQLFDRWRUJDGDHQIRUPDJUDWXLWDSRUODDXWRULGDG FRPSHWHQWH FRQMXQWDPHQWH FRQ OD 5HVROXFLyQ GH DXWRUL]DFLyQ OD TXH VH FRQVWLWXLUi YtD ,QWHUQHW FRPRPHGLRSDUDUHDOL]DUVXVSHWLFLRQHVVREUHDXWRUL]DFLRQHVPRGL¿FDFLRQHV\FRPXQLFDFLRQHVHQJHQHUDOTXHUHDOLFHDQWHODDXWRULGDGFRPSHWHQWH\SDUDDFFHGHUDOEX]yQHOHFWUyQLFR GH QRWL¿FDFLRQHV TXH pVWD OH FXUVH 'HFRQIRUPLGDGFRQORGLVSXHVWRHQOD/H\GHO3URFHGLPLHQWR$GPLQLVWUDWLYR*HQHUDO/H\1ODVQRWL¿FDFLRQHVSHUVRQDOHVSRUFRUUHRHOHFWUyQLFRGHEHUiQVHUVROLFLWDGDV H[SUHVDPHQWH SRU HO DGPLQLVWUDGR \ VH UHJLUiQ SRU OD GLVSRVLFLRQHVHVWDEOHFLGDVHQODFLWDGD/H\´ ³$UWtFXOR $FUHGLWDFLyQ GHO EXHQ HVWDGR GHO YHKtFXORRIHUWDGR (OWUDQVSRUWLVWDGHEHDFUHGLWDUHOFXPSOLPLHQWRGHORV UHTXLVLWRVWpFQLFRVVHxDODGRVHQHO5HJODPHQWR1DFLRQDOGH 9HKtFXORV FRQ HO &HUWL¿FDGR GH 5HYLVLyQ 7pFQLFDYLJHQWH \ ODV FDUDFWHUtVWLFDV HVSHFt¿FDV VHxDODGDV HQODSUHVHQWHQRUPDUHJODPHQWRVHVSHFt¿FRV\RQRUPDVFRPSOHPHQWDULDVFRQHO&HUWL¿FDGRGH&RQVWDWDFLyQGH&DUDFWHUtVWLFDV´ ³$UWtFXOR5HQRYDFLyQGHODDXWRUL]DFLyQ (OWUDQVSRUWLVWDTXHGHVHHFRQWLQXDUSUHVWDQGRHO VHUYLFLRGHEHUiVROLFLWDUODUHQRYDFLyQGHVXDXWRUL]DFLyQGHQWURGHORV~OWLPRVWUHLQWD GtDVGHYLJHQFLDGHODPLVPDGHELHQGRDGMXQWDUDVXVROLFLWXGFRSLDVGHO &HUWL¿ FDGR GHO 6HJXUR 2EOLJDWRULR GH $FFLGHQWHV GH 7UiQVLWR\GHO&HUWL¿ FDGRGH5HYLVLyQ7pFQLFDYLJHQWHV DVt FRPR XQD GHFODUDFLyQ MXUDGD ¿ UPDGD SRU VX UHSUHVHQWDQWHOHJDOHQHOVHQW LGRGHTXHFXPSOHFRQODV GHPiVFRQGLFLRQHV\UHTXLVLWRVGHDFFHVRHVWDEOHFLGRV HQ OD 6HFFLyQ 6HJXQGD GHO SUHVHQWH 5HJODPHQWR GH DFXHUGRDODQDWXUDOH]DGHOVHUYLFLRTXHSUHVWDORFXDO VHUiYHUL¿ FDGRSRUODDXWRULGDGFRPSHWHQWHPHGLDQWH ¿ VFDOL]DFLyQSRVWHULRU « ³$UWtFXOR &DOLGDG GH LQWUDQVIHULEOH GH OD DXWRUL]DFLyQ /D DXWRUL]DFLyQ RWRUJDGD D XQ WUDQVSRUWLVWD HV LQWUDQVIHULEOH LQGLYLVLEOH H LQDOLHQDEOH VLHQGR QXORV GHSOHQR GHUHFKR ORV DFWRV MXUtGLFRV TXH VH FHOHEUHQ HQFRQWUDYHQFLyQGHHVWDGLVSRVLFLyQFRQH[FHSFLyQGHORVVLJXLHQWHVVXSXHVWRV D /RVSURFHVRVGHHVFLVLyQ\IXVLyQGHVRFLHGDGHV VLHPSUH \ FXDQGR SDUD HIHFWRV GH OD FRUUHVSRQGLHQWH LQVFULSFLyQ HQ HO 5HJLVWUR 1DFLRQDO GH 7UDQVSRUWH 7HUUHVWUHFXHQWHQFRQOD RSLQLyQIDYRUDEOHGHODDXWRULGDG FRPSHWHQWH\ E /DVWUDQVIHUHQFLDVDWtWXORXQLYHUVDOSRUFDXVDGH PXHUWHGHOWUDQVSRUWLVWDDQWLFLSRVGHOHJtWLPDRDTXHOODV TXHVHSURGX]FDQFRPRFRQVHFXHQFLDGHODOLTXLGDFLyQGH ODVRFLHGDGGHJDQDQFLDOHV (Q ORV FDVRV GH HVFLVLyQ GH XQD VRFLHGDG OD DXWRUL]DFLyQVHDGMXGLFDUiDXQDVRODGHODVVRFLHGDGHV HVFLQGLGDV /D WUDQVIHUHQFLD GH OD DXWRUL]DFLyQ WUDHUi FRPR FRQVHFXHQFLDODLQKDELOLWDFLyQGHOWUDQVSRUWLVWDSRUWUHV DxRV\SRUFRQVLJXLHQWHODFRQFOXVLyQGHODDXWRUL]DFLyQ´ ³$UWtFXOR0RGL¿ FDFLyQHQORVWpUPLQRVGHODV DXWRUL]DFLRQHV 7RGDPRGL¿FDFLyQGHORVWpUPLQRVGHODVDXWRUL]DFLRQHV GHO VHUYLFLR GH WUDQVSRUWH VHUi DSUREDGD PHGLDQWH UHVROXFLyQ GH OD DXWRULGDG FRPSHWHQWH SDUD OR FXDO HOLQWHUHVDGRGHEHUiSUHVHQWDUXQDVROLFLWXGFRQ¿UPDGHVXUHSUHVHQWDQWHOHJDODFRPSDxDQGRODGRFXPHQWDFLyQVXVWHQWDWRULD \ KDEHU KHFKR HO SDJR FRUUHVSRQGLHQWH/D FRQFOXVLyQ GH OD KDELOLWDFLyQ YHKLFXODU HQ WRGDV ODVPRGDOLGDGHV GH WUDQVSRUWH QR UHTXLHUH GH SDJR SRU GHUHFKRGHWUiPLWH´ ³$UWtFXOR 5HTXLVLWRVSDUDHORWRUJDPLHQWRGHOD FRQFHVLyQLQWHUSURYLQFLDOGHOWUDQVSRUWHLQWHUSURYLQFLDOUHJXODUGHSHUVRQDV « D 6ROLFLWXG EDMR OD IRUPD GH GHFODUDFLyQ MXUDGD LQGLFDQGR UD]yQ VRFLDO Q~PHUR GH UHJLVWUR ~QLFR GHOFRQWULEX\HQWH \ GRPLFLOLR GH OD HPSUHVD QRPEUHGRFXPHQWR GH LGHQWLGDG GRPLFLOLR \ HO Q~PHUR GH SDUWLGD GH LQVFULSFLyQ GH QRPEUDPLHQWR \R SRGHU HQ ORV5HJLVWUR3~EOLFRVGHOUHSUHVHQWDQWHOHJDODVtFRPROD FRUUHVSRQGLHQWH GHFODUDFLyQ MXUDGD GHO WUDQVSRUWLVWDGRQGHGHFODUDTXHFXHQWDFRQRUJDQL]DFLyQHPSUHVDULDOSDUD SUHVWDU HO VHUYLFLR FRQIRUPH D OR VHxDODGR HQ HODUWtFXORGHOSUHVHQWH5HJODPHQWRTXHQRVHHQFXHQWUDLQKDELOLWDGRRVXVSHQGLGRSDUDODSUHVWDFLyQGHOVHUYLFLRTXHFXPSOLUiFRQHOPDQWHQLPLHQWRSUHYHQWLYRGHVXÀRWDYHKLFXODUKDELOLWDGD\TXHFXPSOLUiFRQUHPLWLUDO0LQLVWHULRGH7UDQVSRUWHV\&RPXQLFDFLRQHVODVWDULIDVYLJHQWHVHQ VXVVHUYLFLRVDVtFRPRVXVDFWXDOL]DFLRQHV E &RSLDVLPSOHRIRWRVWiWLFDGHODHVFULWXUDS~EOLFDGH FRQVWLWXFLyQGHODSHUVRQDMXUtGLFDGHGHUHFKRPHUFDQWLO LQVFULWDHQ5HJLVWURV3~EOLFRVHQODTXHHVWDUiLQGLFDQGR FRPRREMHWRVRFLDOODDFWLYLGDGGHOVHUYLFLRGHWUDQVSRUWHGH SHUVRQDV DVt FRPR HO PRQWR GHO FDSLWDO VXVFULWR \SDJDGR 3XHGH VHU UHHPSOD]DGD SRU XQD FRSLD OLWHUDOYLJHQWH GH OD SDUWLGD UHJLVWUDO H[SHGLGD SRU OD R¿FLQDUHJLVWUDOFRUUHVSRQGLHQWHFRQXQDDQWLJHGDGQRPD\RUGHWUHLQWD GtDVFDOHQGDULR « G &RSLD VLPSOH R IRWRVWiWLFD GH ODV WDUMHWDV GH LGHQWL¿FDFLyQYHKLFXODURGHSURSLHGDGYHKLFXODUDQRPEUHGHO SHWLFLRQDULR \ HQ ORV FDVRV TXH FRUUHVSRQGD GHOFRQWUDWRGHDUUHQGDPLHQWR¿QDQFLHUR HOHYDGRDHVFULWXUDS~EOLFD XRSHUDWLYR LQVFULWRHQHOUHJLVWURGHSURSLHGDGYHKLFXODU HQHOTXHVHLGHQWL¿TXHHOYHKtFXORFRQVXSODFDGHURGDMH\RQ~PHURGHVHULH H &RSLDGHO&HUWL¿FDGRGH5HYLVLyQ7pFQLFDYLJHQWHTXH DFUHGLWHTXHHOYHKtFXORRIHUWDGRFRQPiVGHXQ DxRGHDQWLJHGDGFXPSOHFRQODVFDUDFWHUtVWLFDV\UHTXLVLWRVVHxDODGRVHQHO5HJODPHQWR1DFLRQDOGH9HKtFXORV I &RSLD GHO &HUWL¿FDGR GH &RQVWDWDFLyQ GH &DUDFWHUtVWLFDV (VSHFt¿FDV TXH DFUHGLWH TXH HOYHKtFXOR RIHUWDGR FXPSOH FRQ ODV FDUDFWHUtVWLFDVHVSHFt¿FDVVHxDODGDVHQODSUHVHQWHQRUPD\RQRUPDVFRPSOHPHQWDULDVFRQDQWLJHGDGQRPD\RUGHWUHVPHVHVFRQWDGRVDSDUWLUGHODIHFKDGHVXHPLVLyQ J ,QIRUPDFLyQGRFXPHQWDGDUHVSHFWRDORVWHUPLQDOHV WHUUHVWUHVKDELOLWDGRVSRUODDXWRULGDGFRPSHWHQWHDXWLOL]DUHQHORULJHQ\HQHOGHVWLQR\GHVHUHOFDVRWHUPLQDOHVWHUUHVWUHV R HVWDFLRQHV GH UXWD DXWRUL]DGRV HQ HVFDODVFRPHUFLDOHVTXHDFUHGLWHTXHHOSHWLFLRQDULRSXHGHDFFHGHUDVXXVR K &RSLDGHOFRQWUDWRRGRFXPHQWRTXHDFUHGLWHTXH VXVXQLGDGHVFXHQWDQFRQGLVSRVLWLYRVLQDOiPEULFRVTXHSHUPLWDQHOFRQWURO\PRQLWRUHRSHUPDQHQWHGHORVYHKtFXORVHQUXWD(OVHUYLFLRSRGUiVHUSURSLRRFRQWUDWDGRFRQXQD HPSUHVDDXWRUL]DGDDQWHODDXWRULGDGFRPSHWHQWH\GHEHUi SHUPLWLUTXHHO0LQLVWHULRGH7UDQVSRUWHV\&RPXQLFDFLRQHVRTXLHQHVWHGHVLJQHDFFHGDDODLQIRUPDFLyQWUDQVPLWLGDSRUHVWRVGLVSRVLWLYRVGHFRQWURO\PRQLWRUHR L &RSLDVLPSOHRIRWRVWiWLFDGHOFHUWL¿FDGRGHO6HJXUR 2EOLJDWRULRGH$FFLGHQWHVGH7UiQVLWRYLJHQWHHPLWLGRGHFRQIRUPLGDGFRQORSUHYLVWRHQHO5HJODPHQWR1DFLRQDOGH 5HVSRQVDELOLGDG &LYLO \ 6HJXURV 2EOLJDWRULRV SRU$FFLGHQWHVGH7UiQVLWR M 5HFLERGHSDJRSRUGHUHFKRGHWUiPLWH´ «« ´ ³$UWtFXOR5HTXLVLWRVSDUDHORWRUJDPLHQWRGHO SHUPLVRGHRSHUDFLyQSDUDHOVHUYLFLRGHWUDQVSRUWHGHPHUFDQFtDVHQJHQHUDO 3DUDHORWRUJDPLHQWRGHO3HUPLVRGH2SHUDFLyQGHO 6HUYLFLR GH 7UDQVSRUWH GH 0HUFDQFtDV HQ JHQHUDO HOWUDQVSRUWLVWDGHEHUiSUHVHQWDUDODDXWRULGDGFRPSHWHQWHGHELGDPHQWH¿UPDGD\VHOODGDSRUVXUHSUHVHQWDQWHOHJDOHQVXFDVRODVLJXLHQWHGRFXPHQWDFLyQ D 6ROLFLWXGEDMRODIRUPDGHGHFODUDFLyQMXUDGDLQGLFDQGR UD]yQVRFLDOQ~PHURGHUHJLVWUR~QLFRGHOFRQWULEX\HQWH