TEXTO PAGINA: 26
NORMAS LEGALES (O3HUXDQR Lima, domingo 14 de octubre de 2007 355392 3DUDEULVDVGHYLGULRGHVHJXULGDGQRDVWLOODEOH ODPLQDGRR WHPSODGR /RVYHKtFXORVTXHVHLQFRUSRUHQDO6177DSDUWLUGHOGHHQHU RGHO GHEHQWHQHUSDUDEULVDVGHYLGULRODPLQDGRFRQXQVHOOR TXH LQGLTXHHOWLSRGHYLGULR\ODQRUPDWpFQLFDDODTXHFRUUHVSRQ GH(O SDUDEULVDVGHEHSHUPLWLUYHUFODUDPHQWHHOLQWHULRUGHOYHKtFXO RHV GHFLUTXHGHEHWHQHUFRPRPtQLPRXQGHWUDQVSDUHQFLDRFRP R Pi[LPRXQGHRVFXUHFLPLHQWR (OFDPSRGHYLVLyQPtQLPRGHOFRQGXFWRUGHEHVHUOD]RQDGHOLP LWDGD SRUWRGDHOiUHDGHEDUULGRGHORVOLPSLDSDUDEULVDV1RVHSHUP LWH ODH[LVWHQFLDGHOiPLQDVDXWRDGKHVLYDVDQWLVRODUHVHQHOFDPSR GH YLVLyQPtQLPRGHOFRQGXFWRUDH[FHSFLyQGHXQDEDQGDSURWHFWRUD GH VROHQODSDUWHVXSHULRUTXHQR DEDUTXHPiVGHO GHODDOWXUDGHO SDUDEULVDV 'HFRQIRUPLGDGFRQHO$UWtFXOR GHO'HFUHWR6XSUHPR1 07&SXEOLFDGR(QHURSDUDODDSOLFDFLyQGHORGLVSXHVW RHQ HOSUHVHQWHQXPHUDOVHFRQVLGHUDFRPRIHFKDGHLQFRUSRUDFLyQG HO YHKtFXORDO6177ODGHOFRQRFLPLHQWRGHHPEDUTXHSDUDHOFDVRG H YHKtFXORVLPSRUWDGRV\ODGHOFHUWL¿FDGRGHIDEULFDFLyQRHQVD PEODMH SDUDHOFDVRGHYHKtFXORVGHIDEULFDFLyQQDFLRQDO /LPSLDSDUDEULVDV\ODYDSDUDEULVDVTXHFRPRPtQLPRFXEUDQH OiUHD IUHQWHDOSLORWR\FRSLORWR 9HQWDQD SRVWHULRU VL OD WXYLHUD \ YHQWDQDV ODWHUDOHV GH YL GULR WHPSODGR/RVYHKtFXORVTXHVHLQFRUSRUHQDO6177DSDUWLUGHO GH HQHURGHOGHEHQWHQHUYLGULRVFRQXQVHOORTXHLQGLTXHHO WLSR GHYLGULR\ODQRUPDWpFQLFDDODTXHFRUUHVSRQGH$TXHOORVYHK tFXORV TXHFXHQWHQFRQWHFKRÀH[LEOHGHIiEULFDSXHGHQXWLOL]DUHOHPH QWRV ÀH[LEOHVHQOXJDUGHYLGULR/RVYLGULRVGHODVYHQWDQDVODWHU DOHVGHO SLORWR\FRSLORWRGHEHQSHUPLWLUYHUFODUDPHQWHHOLQWHULRUGHO YHKtFXOR HVGHFLUTXHGHEHQWHQHUFRPRPtQLPRXQGHWUDQVSDUHQFLDR FRPRPi[LPRXQGHRVFXUH FLPLHQWR6HHQFXHQWUDQSURKLELGDV ODVOiPLQDVWLSRHVSHMRHQORVYLGULRV 'HFRQIRUPLGDGFRQHO$UWtFXOR GHO'HFUHWR6XSUHPR1 07&SXEOLFDGR(QHURSDUDODDSOLFDFLyQGHORGLVSXHVW RHQ HOSUHVHQWHQXPHUDOVHFRQVLGHUDFRPRIHFKDGHLQFRUSRUDFLyQG HO YHKtFXORDO6177ODGHOFRQRFLPLHQWRGHHPEDUTXHSDUDHOFDVRG H YHKtFXORVLPSRUWDGRV\ODGHOFHUWL¿FDGRGHIDEULFDFLyQRHQVD PEODMH SDUDHOFDVRGHYHKtFXORVGHIDEULFDFLyQQDFLRQDO 3XHUWDVTXHSHUPLWDQVHUDELHUWDVGHVGHHOH[WHULRU/RVYHK tFXORV TXHFXHQWHQFRQXQDVRODSXHUWDODWHUDOSRVWHULRUGHEHQWHQHUO DHQHO ODGRGHUHFKR 3DUDFKRTXHVGHODQWHURVLQ¿ORVDQJXODUHVFRUWDQWHVQLTXH H[FHGDQ HODQFKRGHOYHKtFXOR 3DUDFKRTXHV SRVWHULRU \R GLVSRVLWLYR DQWLHPSRWUDPLHQWR VLQ ¿ORVDQJXODUHVFRUWDQWHVQLTXHH[FHGDQHODQFKRGHOYHKtFXOR 7UDWiQGRVHGHGLVSRVLWLYRDQWLHPSRWUDPLHQWRVHGHEHFXPSOLUFRQ ORV UHTXLVLWRVWpFQLFRVDSUREDGRV 7DSDVRODEDWLEOHHQHOODGRGHOFRQGXFWRUFRPRPtQLPR 6LVWHPD GHVHPSDxDGRU SDUD HO SDUDEULVDV GHODQWHUR SDUD ORV YHKtFXORVTXHVHLQFRUSRUHQDO6177DSDUWLUGHOGHHQHURGHO 'HFRQIRUPLGDGFRQHO$UWtFXOR GHO'HFUHWR6XSUHPR1 07&SXEOLFDGR(QHURSDUDODDSOLFDFLyQGHORGLVSXHVW RHQ HOSUHVHQWHQXPHUDOVHFRQVLGHUDFRPRIHFKDGHLQFRUSRUDFLyQG HO YHKtFXORDO6177ODGHOFRQRFLPLHQWRGHHPEDUTXHSDUDHOFDVRG H YHKtFXORVLPSRUWDGRV\ODGHOFHUWL¿FDGRGHIDEULFDFLyQRHQVD PEODMH SDUDHOFDVRGHYHKtFXORVGHIDEULFDFLyQQDFLRQDO 5XHGDGHUHSXHVWR\KHUUDPLHQWDVFRPRPtQLPRGHDFXHUGRDO VLJXLHQWHGHWDOOH 8QDUXHGDGHUHSXHVWRRGHXVRWHPSRUDOVDOYRTXHHOYHKtFXOR FXHQWHFRQXQVLVWHPDDOWHUQDWLYRDOFDPELRGHUXHGDVTXHSHUP LWD VXPRYLOLGDGKDVWDXQWDOOHUGHUHSDUDFLyQ 7UDWiQGRVHGHYHKtFXORVFX\RVDURVWHQJDQGLIHUHQWHVGLiPHWURV GHEHQFRQWDUFRQXQDUXHGDGHUHSXHVWRSRUFDGDGLiPHWURGHDU R VDOYRTXHHOIDEULFDQWHSURYHDXQDVRODUXHGDGHUHSXHVWRFRPSD WLEOH FRQODVGLIHUHQWHVPHGLGDVGHDUR +HUUDPLHQWDVSDUDFDPELDUODUXHGD JDWDFRPSOHWDTXHVRSRUWH DO PHQRVHOGHOSHVREUXWRGHOYHKtFXOR\OODYHGHUXHGDV FR Q H[FHSFLyQGHDTXHOORVYHKtFXORVTXHWHQJDQVLVWHPDVDOWHUQDWLYR V FRPRORVLQGLFDGRVHQHOQXPHUDO /RV YHKtFXORV GH ODV FDWHJRUtDV 0 GHVWLQDGRV DO VHUYLFLR GH WUDQVSRUWHWHUUHVWUH0\1GHEHQFRQWDUFRQOiPLQDVUHWURUHÀ HFWLYDV TXHFXPSODQFRQORVUHTXLVLWRVWpFQLFRVDSUREDGRV /RVYHKtFXORVGHODFDWHJRUtD0GHEHQFRQWDUFRQWDFyJUDIR R GLVSRVLWLYRHOHFWUyQLFRUHJLVWUDGRUGHWLHPSR\YHORFLGDG $UWtFXOR5HTXLVLWRVWpFQLFRVDGLFLRQDOHVSDUDORVYHKtFXOR VGHOD FDWHJRUtD2$GLFLRQDOPHQWHORVYHKtFXORVGHODFDWHJRUtD2GHEHQFXPSOLUF RQODV FDUDFWHUtVWLFDV\RFRQWDUFRQORVGLVSRVLWLYRVVHxDODGRVDFR QWLQXDFLyQ\ GHVHUHOFDVRFRQIRUPHDODVSUHFLVLRQHVGHO$QH[R,,, /iPLQDV UHWURUHÀHFWLYDV TXH FXPSODQ FRQ ORV UHTXLVLWRV WpFQ LFRV DSUREDGRV 'LVSRVLWLYRDQWLHPSRWUDPLHQWRRSDUDFKRTXHVSRVWHULRUDH[F HSFLyQ GHORVYHKtFXORVGHODFDWHJRUtD2 'LVSRVLWLYRGHHQJDQFKHFRPSDWLEOHFRQHOYHKtFXORTXHORKD OD 3DUD UHPROTXHV GLVSRVLWLYRV GH DFRSODPLHQWR VHFXQGDULR WDO HV FRPRFDGHQDVRFDEOHVGHVHJXULGDGXQRDFDGDODGRGHOHQJDQFK H SULQFLSDO /RVHOHPHQWRVPHFiQLFRVQHXPiWLFRV\HOpFWULFRVGHFRQH[LyQF RQ UHODFLyQDOYHKtFXORTXHORKDODGHEHQVHUFRPSDWLEOHV $UWtFXOR5HTXLVLWRVWpFQLFRVDGLFLRQDOHVSDUDORVYHKtFXOR VGHODV FDWHJRUtDV001122\2$GLFLRQDOPHQWHORVYHKtFXORVGHODVFDWHJRUtDV0011 22 \2GHEHQFXPSOLUFRQODVFDUDFWHUtVWLFDV\RFRQWDUFRQORV GLVSRVLWLYRV VHxDODGRVDFRQWLQXDFLyQ\GHVHUHOFDVRFRQIRUPHDODVSUHF LVLRQHVGHO $QH[R,,, $ODUPDVRQRUDGHUHWURFHVRDFFLRQDGDSRUODSDODQFDGHODFD MDGH FDPELRVFXDQGRpVWDVHHQFXHQWUHHQSRVLFLyQGHPDUFKDDWUiVF X\D LQWHQVLGDGFXPSODFRQORV/tPLWHV0i[LPRV3HUPLVLEOHVTXHSDUD GLFKR HIHFWRVHHVWDEOH]FDQ /RVYHKtFXORVTXHQRFXHQWHQFRQSDUDFKRTXHVSRVWHULRURULJL QDOGH IiEULFDyODDOWXUDGHHVWRVFRQUHODFLyQDOSLVRVHDPD\RUD PP GHEHQ FRQWDU FRQ XQ GLVSRVLWLYR DQWLHPSRWUDPLHQWR 6H HQFXHQWUD Q H[RQHUDGRVGHFRQWDUFRQXQGLVSRVLWLYRDQWLHPSRWUDPLHQWRORV YHKtFXORV HQORVFXDOHVODGLVWDQFLDKRUL]RQWDOHQWUHXQSODQRYHUWLFDOW DQJHQWHDOD EDQGDGHURGDPLHQWRGHOQHXPiWLFRFR UUHVSRQGLHQWHDOHMHSRVWHU LRU\HO ERUGHSRVWHULRUGHODFDUURFHUtDVHDPHQRUTXHPP 'HIHQVDVODWHUDOHVSDUDORVYHKtFXORVGHODVFDWHJRUtDV1 12\ 2 $UWtFXOR5HTXLVLWRVWpFQLFRVDGLFLRQDOHVSDUDORVYHKtFXOR VGH VHUYLFLRGHWUDQVSRUWHWHUUHVWUH/RVYHKtFXORVVXMHWRVDOiPELWRGHDSOLFDFLyQGHOSUHVHQWH5HJO DPHQWR SDUDODSUHVWDFLyQGHOVHUYLFLRGHWUDQVSRUWHWHUUHVWUHHQVXV GLIHUHQWHV PRGDOLGDGHV DGLFLRQDOPHQWH D ORV UHTXLVLWRV WpFQLFRV \D HVWDEO HFLGRV GHEHQVDWLVIDFHUORVUHTXLVLWRVWpFQLFRVHVWDEOHFLGRVHQHO5HJ ODPHQWR 1DFLRQDOGH$GPLQLVWUDFLyQGH7UDQVSRUWHVVXVQRUPDVFRPSOHPHQ WDULDV \FRQH[DVRHQVXQRUPDWLYDHVSHFt¿FD/RVYHKtFXORVGHODFDWHJRUtD0GHVWLQDGRVDOVHUYLFLRGHWUDQ VSRUWHWHUUHVWUH GHSHUVRQDVGHEHQFRQWDUFRQOiPLQDVUHWURUHÀHFWLYDVTXHFXPS ODQFRQORV UHTXLVLWRVWpFQLFRVDSUREDGRV$UWtFXOR 5HTXLVLWRV WpFQLFRV DGLFLRQDOHV SDUD ORV YHKtFXOR V GHVWLQDGRV\DXWRUL]DGRVDOWUDQVSRUWHGH0HUFDQFtDV3HOLJURVDV $GLFLRQDOPHQWHORVYHKtFXORVGHODVFDWHJRUtDV1122 \2 GHVWLQDGRV\DXWRUL]DGRVDOWUDQVSRUWHGH0HUFDQFtDV3HOLJURVDV GHEHQ FXPSOLUFRQODVFDUDFWHUtVWLFDV\RFRQWDUFRQORVGLVSRVLWLYRV VHxDODGRVD FRQWLQXDFLyQ 9HKtFXORVGH&DWHJRUtD1\1 6LVWHPDGHFRPXQLFDFLyQFRQFDSDFLGDGGHHQOD]DUDOYHKtFXOR FRQVX EDVH7DFyJUDIRRGLVSRVLWLYRHOHFWUyQLFRGHUHJLVWURGHWLHPSR\ YHORFLGDG (OFDOLEUHGHORVFRQGXFWRUHVHOpFWULFRVGHEHUiVHUHODGHFX DGRSDUD HYLWDUVREUHFDOHQWDPLHQWRV/RVFRQGXFWRUHVGHEHUiQWHQHUXQDLVODPLHQWRDGHFXDGR7RGRVORVFLUFXLWRVGHEHUiQHVWDUSURWHJL GRVSRU IXVLEOHVRLQWHUUXSWRUHVDXWRPiWLFRVGHFLUFXLWRH[FHSWRHQOR V VLJXLHQWHV &LUFXLWRGHODEDWHUtDDORVVLVWHPDVGHDUUDQTXHHQIUtR\SDU DGD GHOPRWRU &LUFXLWRGHODEDWHUtDDODOWHUQDGRU &LUFXLWRGHODOWHUQDGRUDODFDMDGHIXVLEOH &LUFXLWRGHODEDWHUtDDODUUDQFDGRU &LUFXLWRGHODEDWHUtDDODFDMDGHFRQWUROGHSRWHQFLDGHOVLV WHPD GHIUHQRDX[LOLDUVLHVWHVLVWHPDHVHOpFWULFRRHOHFWURPDJQp WLFR &LUFXLWRGHODEDWHUtDDOPHFDQLVPRGHHOHYDFLyQTXHHOHYDHOH MH GHOERJJLH /RVPHQFLRQDGRVFLUFXLWRVGHVSURWHJLGRVGHEHQVHUWDQFRUWRVF RPRVHD SRVLEOH/RVFDEOHVVHUiQVHJXUDPHQWHVXMHWDGRV\XELFDGRVGHW DOPDQHUD TXHORVFRQGXFWRUHVHVWpQDGHFXDGDPHQWHSURWHJLGRVFRQWUDHVIXH U]RV PHFiQLFRV\WpUPLFRV ,QWHUUXSWRUSULQFLSDOGHEDWHUtD 6LVWHPDGHHQFDSVXODGRGHODV]RQDVFDOLHQWHV\GHORVFDEOH V HOpFWULFRVGHWUiVGHODFDELQD )UHQR GH HVFDSH HQ ORV YHKtFXORV GH OD FDWHJRUtD 1 TXH VH